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INVESTMENTS & FINANCIAL PLANNING, LLC
CRD 164333 · SEC 801-119021
1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509, United States
Phone
859-543-8188
Fax
859-543-8242
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$318.7M
Discretionary AUM
$318.7M
Team
6 total employees; 2 advisory reps; 15 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingEducational seminarsFINANCIAL CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 696 | $236.2M |
| High net worth individuals | 54 | $81.6M |
| Charitable organizations | 1 | $892K |
States served
KY, LA, TN, TX
All web addresses on file
Official SEC filing: View on IAPD