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RETIREMENT STRATEGIES, LTD.
CRD 163701 · SEC 801-112738
5060 PARKCENTER AVE., SUITE A, DUBLIN, OH, 43017, United States
Phone
614-799-8668
Fax
614-799-8661
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$272.7M
Discretionary AUM
$266.0M
Team
10 total employees; 5 advisory reps; 90 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-01
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Pension consultingPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 337 | $118.8M |
| High net worth individuals | 75 | $146.2M |
| Pension/profit sharing plans | 4 | $3.1M |
| Charitable organizations | 1 | $839K |
| Corporations/business entities | 2 | $3.9M |
States served
CA, LA, NC, OH, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD