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SAGA FINANCIAL MANAGEMENT

SAWTELLE, CHARLES SCOTT

CRD 158732 · SEC 801-135412

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$107.0M

Discretionary AUM

$107.0M

Team

1 total employees; 1 advisory reps; 95 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-26

Disciplinary history

No

Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals85$81.0M
High net worth individuals10$26.0M

All web addresses on file

Official SEC filing: View on IAPD