Falists
← Back to search

COMPASS RETIREMENT, LLC

CRD 158412 · SEC 801-135947

Visit website

MD, United States

Phone

860-661-3821

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$105.1M

Discretionary AUM

$92.3M

Team

1 total employees; 1 advisory reps; 4 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-04-30

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingEducational seminars

Client types

TypeClientsAUM
Individuals44$20.6M
High net worth individuals30$84.5M

States served

MD, NC, CT, FL

All web addresses on file

Official SEC filing: View on IAPD