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COMPASS RETIREMENT, LLC
CRD 158412 · SEC 801-135947
MD, United States
Phone
860-661-3821
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$105.1M
Discretionary AUM
$92.3M
Team
1 total employees; 1 advisory reps; 4 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 44 | $20.6M |
| High net worth individuals | 30 | $84.5M |
States served
MD, NC, CT, FL
All web addresses on file
Official SEC filing: View on IAPD