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SGL FINANCIAL, LLC
CRD 158023 · SEC 801-96223
1130 W LAKE COOK ROAD, SUITE 150, BUFFALO GROVE, IL, 60089, United States
Phone
8474993330
Fax
847-499-3457
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$416.0M
Discretionary AUM
$414.1M
Team
33 total employees; 13 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 795 | $222.1M |
| High net worth individuals | 88 | $192.0M |
| Pension/profit sharing plans | 1 | $1.9M |
States served
DE, IL, LA, MI, NJ, OK, SC, TN, VA, WI, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD