DUDLEY & SHANLEY, INC.

CRD 157515 · SEC 801-72572

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205 WORTH AVENUE, #311, PALM BEACH, FL, 33480-4618, United States

Phone

561-855-4742

Fax

561-855-4784

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$746.8M

Discretionary AUM

$746.8M

Team

5 total employees; 3 advisory reps; 1 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-03-05

Disciplinary history

Services

Portfolio management (individuals)Portfolio management (pooled vehicles)GENERAL NON-DISCRETIONARY INVESTMENT ADVICE AND LIMITED OVERSIGHT AUTHORITY OVER CLIENT'S INVESTMENT MANAGERS.

Client types

Type	Clients	AUM
High net worth individuals	45	$423.2M
Pooled investment vehicles	3	$261.1M
Charitable organizations	3	$62.5M

States served

CO, NJ, FL

All web addresses on file

HTTPS://WWW.DUDLEYSHANLEY.COM

Official SEC filing: View on IAPD