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EAST ROCK CAPITAL, LLC
CRD 157433 · SEC 801-73320
65 EAST 55TH STREET, 33RD FLOOR, NEW YORK, NY, 10022, United States
Phone
212-630-5000
Fax
212-624-0231
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.76B
Discretionary AUM
$4.76B
Team
38 total employees; 15 advisory reps; 8 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 10 | $37.4M |
| Pooled investment vehicles | 15 | $4.72B |
States served
NY, NC, FL
All web addresses on file
Official SEC filing: View on IAPD