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PRIME CAPITAL EQUITIES LLC

CRD 157411 · SEC 801-72292

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$50.0M

Discretionary AUM

$50.0M

Team

2 total employees; 2 advisory reps; 1 broker-dealer reps

Clients

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-01-28

Disciplinary history

No

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  • SEC IAPD

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  • FINRA BrokerCheck

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Services

Portfolio management (individuals)Portfolio management (institutions)Selection of other advisers

Client types

TypeClientsAUM
Individuals33$30.0M
High net worth individuals14$20.0M

All web addresses on file

Official SEC filing: View on IAPD