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ROCKWOOD CAPITAL, LLC
CRD 156663 · SEC 801-73731
140 EAST 45TH STREET, 34TH FLOOR, NEW YORK, NY, 10017, United States
Phone
212-402-8500
Fax
929-296-7794
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.61B
Discretionary AUM
$6.48B
Team
65 total employees; 65 advisory reps; 2 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 36 | $10.61B |
States served
CA, NY
All web addresses on file
Official SEC filing: View on IAPD