← Back to searchVisit website
COMPASS FINANCIAL MANAGEMENT LLC
CRD 156345 · SEC 801-118185
2422 W. SUNSET DRIVE, TAMPA, FL, 33629, United States
Phone
813-597-6400
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$893.8M
Discretionary AUM
$893.8M
Team
33 total employees; 31 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-05-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1955 | $402.0M |
| High net worth individuals | 197 | $444.0M |
| Pension/profit sharing plans | 37 | $29.4M |
| Corporations/business entities | 39 | $18.4M |
States served
AZ, CA, CO, IL, LA, ME, MA, MN, NJ, NY, NC, OH, PR, SC, TN, UT, VA, WY, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD