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NUVEEN ASSET MANAGEMENT, LLC
CRD 155584 · SEC 801-71957
333 WEST WACKER DRIVE, CHICAGO, IL, 60606, United States
Phone
312-917-7700
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$280.48B
Discretionary AUM
$280.46B
Team
381 total employees; 296 advisory reps; 25 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersMODEL PORTFOLIO ADVICE
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 48733 | $19.69B |
| High net worth individuals | 13864 | $40.01B |
| Banking/thrift institutions | 4 | $1.1M |
| Investment companies | 138 | $140.21B |
| Pooled investment vehicles | 188 | $44.39B |
| Pension/profit sharing plans | 106 | $7.23B |
| Charitable organizations | 119 | $499.8M |
| State/municipal entities | 44 | $1.90B |
| Insurance companies | 33 | $16.07B |
| Corporations/business entities | 2029 | $10.49B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD