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NUVEEN ASSET MANAGEMENT, LLC

CRD 155584 · SEC 801-71957

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333 WEST WACKER DRIVE, CHICAGO, IL, 60606, United States

Phone

312-917-7700

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$280.48B

Discretionary AUM

$280.46B

Team

381 total employees; 296 advisory reps; 25 broker-dealer reps

Clients

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-24

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersMODEL PORTFOLIO ADVICE

Client types

TypeClientsAUM
Individuals48733$19.69B
High net worth individuals13864$40.01B
Banking/thrift institutions4$1.1M
Investment companies138$140.21B
Pooled investment vehicles188$44.39B
Pension/profit sharing plans106$7.23B
Charitable organizations119$499.8M
State/municipal entities44$1.90B
Insurance companies33$16.07B
Corporations/business entities2029$10.49B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD