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CAPSTONE INVESTMENT ADVISORS, LLC

CRD 155563 · SEC 801-73004

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7 WORLD TRADE CENTER, 250 GREENWICH STREET 32ND FL, NEW YORK, NY, 10007, United States

Phone

212-232-1420

Fax

212-232-1421

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$91.53B

Discretionary AUM

$91.53B

Team

304 total employees; 115 advisory reps

Clients

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-04-23

Disciplinary history

Yes

Services

Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Banking/thrift institutions2$140.0M
Pooled investment vehicles29$91.39B

States served

MD, MA, NY, TX, CT

All web addresses on file

Official SEC filing: View on IAPD