NEW HARBOR FINANCIAL GROUP, LLC

CRD 155528 · SEC 801-72007

Visit website

146 MAIN STREET, SUITE 302, WORCESTER, MA, 01608, United States

Phone

978-537-7701

Fax

978-537-7702

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$820.9M

Discretionary AUM

$794.3M

Team

9 total employees; 6 advisory reps

Clients

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-04-06

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminars

Client types

Type	Clients	AUM
Individuals	728	$243.3M
High net worth individuals	282	$562.8M
Pension/profit sharing plans	4	$6.9M
Charitable organizations	5	$7.9M

States served

VT, AZ, CA, CO, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MT, NE, NV, NJ, NM, NY, NC, OH, OR, PA, RI, SC, TN, UT, VA, WI, MO, WA, TX, NH, HI, CT, FL

All web addresses on file

HTTP://WWW.NEWHARBORFINANCIAL.COM
https://www.youtube.com/@newharborfinancial
https://www.linkedin.com/company/newharborfinancialgroup/
https://www.x.com/NewHarborFin
https://newharborfinancial.substack.com/

Official SEC filing: View on IAPD