Falists
← Back to search

CWM, LLC

CRD 155344 · SEC 801-72037

Visit website

14600 BRANCH ST., OMAHA, NE, 68154, United States

Phone

402-330-0808

Fax

402-330-1668

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$50.58B

Discretionary AUM

$49.46B

Team

1416 total employees; 472 advisory reps; 248 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees; SOLICITOR FEES FROM OTHER INVESTMENT ADVISORS

Org form

Limited Liability Company

Filing date

2026-06-11

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisersSUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

Client types

TypeClientsAUM
Individuals45032$23.87B
High net worth individuals7231$21.91B
Pension/profit sharing plans67$2.28B
Corporations/business entities339$2.52B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD