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KAGAN COCOZZA ASSET MANAGEMENT

KC ASSET MANAGEMENT, INC.

CRD 154321 · SEC 801-131547

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$165.4M

Discretionary AUM

$165.4M

Team

2 total employees; 2 advisory reps

Clients

26-50

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-01-21

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals88$41.3M
High net worth individuals51$124.1M

States served

CA, NJ, NY, PA, TX, FL

All web addresses on file

Official SEC filing: View on IAPD