401K GENERATION

CRD 154279 · SEC 801-71606

Visit website

237 S WESTMONTE DRIVE, SUITE 300, ALTAMONTE SPRINGS,, FL, 32714, United States

Phone

(866) 998-5879

Fax

(888) 469-2970

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$156.4M

Discretionary AUM

$85.3M

Team

35 total employees; 6 advisory reps

Clients

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-03-24

Disciplinary history

Services

Portfolio management (individuals)Pension consultingSelection of other advisersERISA 3 (16) SERVICES

Client types

Type	Clients	AUM
Individuals	63	$48.6M
High net worth individuals	5	$71.2M
Pension/profit sharing plans	90	$32.8M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WI, WY, MO, WA, TX, NH, HI, CT, FL

All web addresses on file

HTTPS://www.401kdocs.com
HTTP://WWW.401KGENERATION.COM
HTTPS://WWW.facebook.COM/401kgeneration
HTTPS://www.instagram.com/401kgeneration/
HTTPS://twitter.com/401kgeneration/
HTTPS://WWW.linkedin.COM/company/401kgeneration
HTTPS://www.tiktok.com/@401kgeneration/

Official SEC filing: View on IAPD