← Back to searchVisit website
ROTH CAPITAL PARTNERS, LLC
CRD 15407
888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660, United States
Phone
949-720-5700
Fax
949-720-7247
Registration
— (—)
Source
State registered
Total AUM
—
Discretionary AUM
—
Team
10 total employees; 5 advisory reps
Clients
—
Fees
Fixed fees
Org form
Limited Liability Company
Filing date
2025-08-29
Disciplinary history
Yes
Services
(1) DISTRIBUTION OF SELL-SIDE RESEARCH REPORTS/CORPORATE ACCESS (2) SOLICITOR
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 30 | — |
| Other investment advisers | 40 | — |
All web addresses on file
Official SEC filing: View on IAPD