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GALVIN, GAUSTAD & STEIN, LLC
CRD 153410 · SEC 801-71464
7377 E. DOUBLETREE RANCH ROAD, SUITE 250, SCOTTSDALE, AZ, 85258, United States
Phone
480-776-1445
Fax
480-306-6155
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.35B
Discretionary AUM
$1.34B
Team
17 total employees; 17 advisory reps; 1 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 391 | $189.9M |
| High net worth individuals | 440 | $1.13B |
| Pension/profit sharing plans | 9 | $4.0M |
| Corporations/business entities | 16 | $35.4M |
States served
AZ, CA, CO, ID, IL, MD, MA, MI, NV, NM, NY, NC, OH, OR, PA, SC, TN, WA, TX, HI, FL
All web addresses on file
Official SEC filing: View on IAPD