Falists
← Back to search

SENECA FINANCIAL ADVISORS LLC

CRD 152824 · SEC 801-71051

Visit website

100 SOUTH CLINTON AVENUE, SUITE 1640, ROCHESTER, NY, 14604, United States

Phone

585-203-1211

Fax

585-286-3858

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$847.2M

Discretionary AUM

$740.0M

Team

19 total employees; 5 advisory reps; 21 broker-dealer reps

Clients

251-500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-09

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers

Client types

TypeClientsAUM
Individuals194$50.9M
High net worth individuals159$765.5M
Corporations/business entities5$16.4M

States served

CA, CO, DC, MD, MA, NE, NJ, NY, OR, VA, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD