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BALLAST, INC.
CRD 152695 · SEC 801-79651
400 EAST VINE ST, SUITE 400, LEXINGTON, KY, 40507, United States
Phone
859-226-0625
Fax
859-226-0623
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$751.5M
Discretionary AUM
$699.8M
Team
12 total employees; 8 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; PERCENTAGE OF CLIENT'S NET WORTH
Org form
Corporation
Filing date
2026-02-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 237 | $88.3M |
| High net worth individuals | 217 | $627.0M |
| Pension/profit sharing plans | 17 | $29.1M |
| Charitable organizations | 3 | $2.4M |
| State/municipal entities | 1 | $3.9M |
States served
CO, GA, IN, KY, NC, OH, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD