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EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC
CRD 152622 · SEC 801-72168
1420 5TH AVE, SUITE 3150, SEATTLE, WA, 98101, United States
Phone
206-923-3474
Fax
206-923-3484
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$8.43B
Discretionary AUM
$8.43B
Team
94 total employees; 57 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-06-03
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersTAX PREPARATION, INSURANCE SERVICES, AND REAL ESTATE SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 555 | $267.7M |
| High net worth individuals | 1839 | $7.98B |
| Pooled investment vehicles | 1 | $16.4M |
| Charitable organizations | 5 | $19.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD