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ROSECAP INVESTMENT ADVISORS, LLC
CRD 152054 · SEC 801-118154
200 GRAND AVE, SUITE 205, GRAND JUNCTION, CO, 81501, United States
Phone
(970) 773-5300
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$527.5M
Discretionary AUM
$525.6M
Team
8 total employees; 6 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 433 | $71.3M |
| High net worth individuals | 288 | $426.4M |
| Charitable organizations | 5 | $9.4M |
| State/municipal entities | 1 | $64 |
| Corporations/business entities | 20 | $20.5M |
States served
CO, TX
All web addresses on file
Official SEC filing: View on IAPD