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SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD 152003 · SEC 801-119587
105 ARCH ST, CLOQUET, MN, 55720, United States
Phone
(218) 879-3262
Fax
(218) 336-2952
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$356.1M
Discretionary AUM
$348.8M
Team
6 total employees; 5 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-04-20
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 596 | $165.5M |
| High net worth individuals | 401 | $129.6M |
| Investment companies | 1 | $53.7M |
States served
IL, MN, WI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD