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ALPHA DOG ADVISORS, RUFF
GEA SPHERE, LLC
CRD 152001 · SEC 801-122502
1050 RESERVOIR AVE, CRANSTON, RI, 02910, United States
Phone
401-351-4900
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$153.6M
Discretionary AUM
$142.6M
Team
3 total employees; 2 advisory reps; 5 broker-dealer reps
Clients
0
Fees
Percentage of AUM; COMPENSATION FROM THE SALE OF INSURANCE ASSETS
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)COMPENSATION FROM THE SALE OF INSURANCE ASSETS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 246 | $47.6M |
| High net worth individuals | 75 | $95.0M |
| Other investment advisers | 1 | $2.5M |
| Insurance companies | 2 | $8.5M |
States served
MA, RI, FL
All web addresses on file
Official SEC filing: View on IAPD