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OPPENHEIMER + CLOSE, LLC
CRD 15168 · SEC 801-34964
119 W 57TH STREET, SUITE 1515, NEW YORK, NY, 10019-2303, United States
Phone
212-489-7527
Fax
212-489-1626
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$93.0M
Discretionary AUM
$89.6M
Team
5 total employees; 5 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 65 | $12.6M |
| High net worth individuals | 61 | $80.4M |
| Pension/profit sharing plans | 1 | $119 |
States served
AZ, CA, DC, MA, NJ, NY, PA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD