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UP NORTH FINANCIAL, LLC
CRD 150996 · SEC 801-120926
223 EAST STATE STREET, SUITE 200, TRAVERSE CITY, MI, 49684, United States
Phone
(231) 929-9300
Fax
(231) 929-9301
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$203.8M
Discretionary AUM
$202.8M
Team
4 total employees; 2 advisory reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 280 | $69.2M |
| High net worth individuals | 57 | $133.9M |
States served
MI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD