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FOUNTAINHEAD FINANCIAL, LLC
CRD 150813 · SEC 801-70385
515 NORTH STATE, 14TH FLOOR, CHICAGO, IL, 60654, United States
Phone
312-222-9840
Fax
312-222-9834
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$543.2M
Discretionary AUM
$0
Team
3 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Commissions
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 14 | $8.1M |
| High net worth individuals | 82 | $531.4M |
| Pension/profit sharing plans | 3 | $2.5M |
| Charitable organizations | 1 | $1.2M |
States served
IL, TX, NH
All web addresses on file
Official SEC filing: View on IAPD