Falists
← Back to search

THIRD EYE ASSOCIATES, LTD

THIRD EYE ASSOCIATES, LTD.

CRD 149627

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

—

Discretionary AUM

—

Team

3 total employees; 3 advisory reps; 235 broker-dealer reps

Clients

51-100

Fees

Hourly charges; Fixed fees; FEE FOR MONITORING THIRD PARTY MANAGER

Org form

Corporation

Filing date

2026-06-05

Disciplinary history

Yes

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningSelection of other advisers

Client types

TypeClientsAUM
Individuals129$0
High net worth individuals82$0
Charitable organizations2—

All web addresses on file

Official SEC filing: View on IAPD