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D.A. FLOWERS & COMPANY, LLC
CRD 149154
1400 SHATTUCK AVE STE 5, BERKELEY, CA, 94709-1485, United States
Phone
510-868-2648
Fax
510-868-2681
Registration
— (—)
Source
State registered
Total AUM
$50.0M
Discretionary AUM
$50.0M
Team
1 total employees; 1 advisory reps; 5 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 34 | $21.4M |
| High net worth individuals | 4 | $28.6M |
All web addresses on file
Official SEC filing: View on IAPD