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CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD 149124 · SEC 801-69846
100 E. SIX FORKS ROAD, SUITE 200, RALEIGH, NC, 27609, United States
Phone
919-831-2370
Fax
919-832-7928
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.39B
Discretionary AUM
$2.39B
Team
91 total employees; 87 advisory reps; 217 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-12
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 5406 | $971.7M |
| High net worth individuals | 766 | $1.33B |
| Pension/profit sharing plans | 41 | $28.0M |
| Charitable organizations | 15 | $21.9M |
| Corporations/business entities | 48 | $38.9M |
States served
AL, AZ, AR, CA, CO, DC, GA, IL, IN, IA, KY, LA, ME, MD, MA, MI, MN, MS, NE, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD