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4TH RIVER FINANCIAL GROUP, INC.
CRD 149058
7500 BROOKTREE RD, SUITE 100, WEXFORD, PA, 15090, United States
Phone
888-261-8853
Fax
877-817-8138
Registration
— (—)
Source
State registered
Total AUM
$66.6M
Discretionary AUM
$0
Team
4 total employees; 4 advisory reps; 7 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-06-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Publication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 280 | $47.8M |
| High net worth individuals | 21 | $18.8M |
All web addresses on file
- HTTPS://WWW.LINKEDIN.COM/COMPANY/4TH-RIVER-FINANCIAL-GROUP?REPORT.SUCCESS=SE2U8YJZSFSLQMRVJWFKZMUYKL6UKKPHATXLABBTO9OKVCYHHSMCP1
- HTTP://WWW.4THRIVERFINANCIAL.COM
- HTTPS://WWW.TWITTER.COM/4THRIVERFIN
- HTTPS://WWW.4THRIVERFINANCIALGROUP.COM
- HTTPS://WWW.FACEBOOK.COM/4TH-RIVER-FINANCIAL-GROUP-1408639016028969/
Official SEC filing: View on IAPD