← Back to searchVisit website
SOVEREIGN INVESTMENT ADVISORS LLC
CRD 149040 · SEC 801-80942
3930 E RAY ROAD SUITE 170, PHOENIX, AZ, 85044, United States
Phone
480-385-2850
Fax
480-385-2855
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$3.31B
Discretionary AUM
$3.26B
Team
8 total employees; 6 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-04
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 4 | $1.7M |
| Pension/profit sharing plans | 4 | $52.9M |
States served
AZ, NE, OR, TX
All web addresses on file
Official SEC filing: View on IAPD