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PROSPERITY INVESTMENT ADVISORS, INC.

CRD 148473 · SEC 801-69672

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$12.0M

Discretionary AUM

$0

Team

1 total employees; 1 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges

Org form

Corporation

Filing date

2023-09-18

Disciplinary history

No

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals39$10.0M
High net worth individuals1$1.0M
Pension/profit sharing plans3$1.0M

All web addresses on file

Official SEC filing: View on IAPD