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COHEN KLINGENSTEIN, LLC

CRD 148428 · SEC 801-69612

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

1441 BROADWAY, SUITE 2301, NEW YORK, NY, 10018, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$3.39B

Discretionary AUM

$3.39B

Team

7 total employees; 3 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-23

Disciplinary history

Yes

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals14$3.7M
High net worth individuals76$134.3M
Pooled investment vehicles6$2.27B
Charitable organizations10$962.3M

States served

DC, NY, CT

Official SEC filing: View on IAPD