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A & I WEALTH MANAGEMENT
A & I FINANCIAL SERVICES, LLC
CRD 148357 · SEC 801-69819
9605 KINGSTON COURT, SUITE 190, LONE TREE, CO, 80112, United States
Phone
303-690-5070
Fax
303-699-8945
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$560.0M
Discretionary AUM
$506.3M
Team
9 total employees; 9 advisory reps; 2 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 353 | $160.3M |
| High net worth individuals | 165 | $395.8M |
States served
AZ, CA, CO, NE, UT, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD