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ROUNDVIEW CAPITAL, LLC
CRD 148083 · SEC 801-69519
182 NASSAU STREET, SUITE 201, PRINCETON, NJ, 08542-7000, United States
Phone
609-688-9500
Fax
609-688-9300
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.13B
Discretionary AUM
$2.00B
Team
13 total employees; 5 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 192 | $52.1M |
| High net worth individuals | 352 | $1.88B |
| Pension/profit sharing plans | 6 | $7.4M |
| Charitable organizations | 12 | $132.6M |
| Corporations/business entities | 3 | $53.8M |
States served
CA, CO, GA, IL, ME, MD, MA, NJ, NY, NC, PA, TN, VA, MO, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD