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JOSEPH P. LUCIA & ASSOCIATES, LLC
CRD 147625 · SEC 801-76540
3505 HILL BLVD., SUITE J, YORKTOWN HEIGHTS, NY, 10598, United States
Phone
914-352-6600
Fax
914-352-6601
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$388.0M
Discretionary AUM
$388.0M
Team
5 total employees; 3 advisory reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 561 | $143.5M |
| High net worth individuals | 101 | $244.5M |
States served
NJ, NY, NC, PA, SC, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD