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FRANK FINANCIAL ADVISORS
FRANK FINANCIAL SERVICES
CRD 147537 · SEC 801-121668
2710 LOKER AVENUE WEST, SUITE 230, CARLSBAD, CA, 92010, United States
Phone
760-438-3360
Fax
760-438-3301
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$188.2M
Discretionary AUM
$182.4M
Team
2 total employees; 2 advisory reps; 1 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 80 | $20.7M |
| High net worth individuals | 60 | $167.0M |
| Corporations/business entities | 4 | $569K |
States served
CA, LA, TX, NH
All web addresses on file
- HTTPS://PLUS.GOOGLE.COM/+FRANKFINANCIALADVISORSCARLSBAD
- HTTPS://M.YOUTUBE.COM/CHANNEL/UCWMDHIGCYAIAXM8UE48RF81
- HTTPS://WWW.LINKEDIN.COM/FRANK-FINANCIAL-SERVICES
- HTTPS://WWW.FACEBOOK.COM/FRANKFINANCIALADVISORS
- HTTPS://WWW.TWITTER.COM/FRANKADVISOR
- HTTP://WWW.FRANKFINANCIALADVISORS.COM
- HTTP://WWW.FRANKFINANCIAL.NET
- https://yelp.com/biz/frank-financial-advisors-carlsbad
Official SEC filing: View on IAPD