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CAPRICORN INVESTMENT GROUP LLC
CRD 147417 · SEC 801-69602
512 WEST 22ND STREET, 6TH FLOOR, NEW YORK, NY, 10011, United States
Phone
646-289-3030
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$18.85B
Discretionary AUM
$13.76B
Team
46 total employees; 16 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-04-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5 | $5.28B |
| Pooled investment vehicles | 27 | $11.94B |
| Charitable organizations | 2 | $1.63B |
States served
CA, ID, NY
All web addresses on file
Official SEC filing: View on IAPD