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FINANCIAL COMPASS INVESTMENT SERVICES, INC

CRD 147260

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

—

Discretionary AUM

—

Team

2 total employees; 1 advisory reps; 3560 broker-dealer reps

Clients

0

Fees

Hourly charges; Fixed fees; TPM/CO-ADVISOR FEES

Org form

Corporation

Filing date

2026-05-20

Disciplinary history

No

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  • SEC IAPD →

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Services

Financial planningSelection of other advisers

All web addresses on file

Official SEC filing: View on IAPD