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SPIELBERGER & BROOKS, INC.
CRD 147197 · SEC 801-69153
7600 JERICHO TURNPIKE, SUITE 305, WOODBURY, NY, 11797, United States
Phone
516-433-3100
Fax
516-960-3100
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$473.8M
Discretionary AUM
$457.2M
Team
2 total employees; 2 advisory reps; 246 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Performance-based fees
Org form
Other (specify)
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 69 | $7.3M |
| High net worth individuals | 177 | $450.0M |
| Pension/profit sharing plans | 5 | $16.5M |
States served
CA, NY, FL
All web addresses on file
Official SEC filing: View on IAPD