Falists
← Back to search

WEST FINANCIAL PLANNING

WEST, DANIEL, RAY

CRD 147138

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

$4.7M

Discretionary AUM

$0

Team

1 total employees; 1 advisory reps

Clients

26-50

Fees

Percentage of AUM; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals25$4.7M

All web addresses on file

Official SEC filing: View on IAPD