RIVERFRONT INVESTMENT GROUP, LLC

CRD 146221 · SEC 801-68810

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1214 EAST CARY STREET, RICHMOND, VA, 23219, United States

Phone

804-549-4800

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.22B

Discretionary AUM

$2.22B

Team

46 total employees; 12 advisory reps; 10 broker-dealer reps

Clients

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Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

Client types

Type	Clients	AUM
Individuals	1185	$1.06B
Investment companies	6	$338.0M
Pension/profit sharing plans	7	$7.5M
Charitable organizations	2	$2.6M
Corporations/business entities	17	$105.7M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD