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EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD 146097 · SEC 801-106958
101 CRAWFORDS CORNER ROAD, SUITE 3128, HOLMDEL, NJ, 07733-2151, United States
Phone
212-417-8247
Fax
212-417-8229
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$706.0M
Discretionary AUM
$675.0M
Team
12 total employees; 10 advisory reps
Clients
11-25
Fees
Percentage of AUM; Commissions
Org form
Limited Liability Company
Filing date
2026-05-29
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersPublication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 249 | $31.0M |
| High net worth individuals | 733 | $649.0M |
| Other investment advisers | 1 | $26.0M |
States served
VT, AZ, AR, CA, CO, DE, GA, IL, IN, LA, MD, MA, NV, NJ, NY, NC, OH, OR, PA, RI, SC, TN, VA, WA, TX, NH, HI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD