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FLEMING FINANCIAL SERVICES
FLEMING FINANCIAL SERVICES, INCORPORATED
CRD 145717
4702 E. SOUTHERN AV, MESA, AZ, 85206, United States
Phone
480-632-8770
Fax
480-393-1779
Registration
— (—)
Source
State registered
Total AUM
$58.0M
Discretionary AUM
$50.0M
Team
8 total employees; 6 advisory reps; 10 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees; SOLICITOR/REFERRAL FEES
Org form
Other (specify)
Filing date
2026-02-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingPublication of periodicalsSecurity ratingsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 124 | $6.0M |
| High net worth individuals | 354 | $52.0M |
All web addresses on file
Official SEC filing: View on IAPD