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FORUM FINANCIAL MANAGEMENT, LP
CRD 145706 · SEC 801-69970
1900 SOUTH HIGHLAND AVENUE, SUITE 100, LOMBARD, IL, 60148, United States
Phone
(630) 873-8520
Fax
(630) 873-8536
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$8.69B
Discretionary AUM
$8.69B
Team
143 total employees; 94 advisory reps; 155 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Partnership
Filing date
2026-05-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3903 | $1.43B |
| High net worth individuals | 1719 | $5.67B |
| Pension/profit sharing plans | 121 | $28.1M |
| Charitable organizations | 9 | $12.6M |
| Other investment advisers | 13 | $1.24B |
| Corporations/business entities | 76 | $306.9M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- HTTP://WWW.FORUMFINANCIAL.COM
- https://forumadvisoralliance.com
- https://www.linkedin.com/company/forum-advisor-alliance
- https://www.youtube.com/@ForumAdvisorAlliance
- https://schoolofhardknocksinvesting.com/
- https://www.facebook.com/ForumFin
- HTTPS://WWW.LINKEDIN.COM/COMPANY/FORUM-FINANCIAL-MANAGEMENT-LLC/
- https://twitter.com/forumfinancial
Official SEC filing: View on IAPD