← Back to searchVisit website
HOLLOW BROOK WEALTH MANAGEMENT LLC
CRD 145521 · SEC 801-68599
152 BEDFORD ROAD, KATONAH, NY, 10536, United States
Phone
212-364-1848
Fax
212-364-1849
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.37B
Discretionary AUM
$832.5M
Team
18 total employees; 4 advisory reps; 1 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 90 | $19.0M |
| High net worth individuals | 459 | $1.26B |
| Charitable organizations | 24 | $35.5M |
| Corporations/business entities | 30 | $51.8M |
States served
CA, CO, DC, LA, MA, MT, NJ, NY, OH, PA, PR, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD