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REGATTA CAPITAL GROUP, LLC
CRD 145363 · SEC 801-68490
880 APOLLO ST., SUITE 129, EL SEGUNDO, CA, 90245, United States
Phone
310-725-9102
Fax
310-725-9158
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.55B
Discretionary AUM
$1.43B
Team
18 total employees; 14 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingNON-FINANCIAL COACHING SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 617 | $192.0M |
| High net worth individuals | 471 | $1.14B |
| Pooled investment vehicles | 4 | $15.2M |
| Pension/profit sharing plans | 48 | $153.0M |
| Charitable organizations | 10 | $26.7M |
| Corporations/business entities | 15 | $26.1M |
States served
AZ, CA, CO, LA, MD, MA, NV, NJ, NY, OH, OR, PA, UT, WA, TX, NH, HI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD