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EXCEL FINANCIAL, LLC
CRD 145301 · SEC 801-107211
321 MAIN STREET, RED WING, MN, 55066, United States
Phone
(651) 388-6441
Fax
(651) 319-9430
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$404.5M
Discretionary AUM
$348.4M
Team
11 total employees; 7 advisory reps; 5 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-29
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 309 | $82.7M |
| High net worth individuals | 83 | $200.9M |
| Pension/profit sharing plans | 20 | $117.2M |
| Charitable organizations | 2 | $3.4M |
| Corporations/business entities | 2 | $212K |
States served
CO, MN, WI, TX, FL
All web addresses on file
- HTTP://WWW.EXCELFINLLC.COM
- HTTPS://WWW.LINKEDIN.COM/COMPANY/EXCEL-FINANCIAL-LLC/
- HTTP://WWW.EXCELFINANCIALONLINE.COM
- https://www.linkedin.com/in/brent-l-urbach-3280ba1
- https://www.linkedin.com/in/jim-loquai-9303109
- https://www.linkedin.com/in/mikespangleradvisor/
- https://www.linkedin.com/in/johnloquaiexcelfinancial
Official SEC filing: View on IAPD