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SIP FINANCIAL SERVICES
ROSENBAUM, LANNY, KEVIN
CRD 144985 · SEC 801-136467
133 SARATOGA ROAD, SUITE #5, GLENVILLE, NY, 12302, United States
Phone
518-384-2800
Fax
518-384-2800
Registration
— (—)
Source
State registered
Total AUM
$28.2M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Sole Proprietorship
Filing date
2026-06-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 58 | $11.4M |
| High net worth individuals | 12 | $15.9M |
| Pension/profit sharing plans | 1 | $808K |
| Charitable organizations | 1 | $103K |
All web addresses on file
Official SEC filing: View on IAPD